“Code of Ethics and Standards of Professional Conduct” is a verbatim reprint of the CFA Institute Standards of Practice Handbook included in the CFA Curriculum. It includes the following learning outcomes.
a. describe the structure of the CFA Institute Professional Conduct Program and the process for the enforcement of the Code and Standards;
b. state the six components of the Code of Ethics and the seven Standards of Professional Conduct;
c. explain the ethical responsibilities required by the Code and Standards, including the sub-sections of each Standard.