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Ethics and Trust in the Investment Profession

Posted on January 6, 2021January 6, 2021 by financialeducation

“Ethics and Trust in the Investment Profession” is a reading included in the Level I curriculum for the CFA(R) Program. It serves as an introduction to the importance of ethical behavior among investment professionals.

The reading covers the following learning outcomes:

a. explain ethics;
b. describe the role of a code of ethics in defining a profession;
c. describe professions and how they establish trust;
d. describe the need for high ethical standards in investment
management
;
e. explain professionalism in investment management;
f. identify challenges to ethical behavior;
g. distinguish between ethical and legal standards;
h. describe a framework for ethical decision making.

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